{"id":52,"date":"2014-06-12T18:37:01","date_gmt":"2014-06-12T18:37:01","guid":{"rendered":"https:\/\/research.uga.edu\/compliance-training\/?page_id=52"},"modified":"2023-08-04T18:49:51","modified_gmt":"2023-08-04T18:49:51","slug":"rcr","status":"publish","type":"page","link":"https:\/\/research.uga.edu\/integrity-support\/rcr\/","title":{"rendered":"Responsible Conduct of Research (RCR)"},"content":{"rendered":"<div class=\"wpb-content-wrapper\">[vc_row][vc_column][vc_column_text]<strong>Contents:<\/strong><\/p>\n<p><a class=\"a-src\" href=\"#nih\"><i class=\"fa fa-arrow-circle-down\"><\/i> National Institutes of Health<\/a><br \/>\n<a class=\"a-src\" href=\"#nsf\"><i class=\"fa fa-arrow-circle-down\"><\/i> National Science Foundation and USDA<\/a><br \/>\n<a class=\"a-src\" href=\"#rcrtraining\"><i class=\"fa fa-arrow-circle-down\"><\/i> UGA RCR Training<\/a><br \/>\n<a class=\"a-src\" href=\"#resources\"><i class=\"fa fa-arrow-circle-down\"><\/i> RCR Resources<\/a>[\/vc_column_text][vc_row_inner][vc_column_inner][\/vc_column_inner][\/vc_row_inner][vc_column_text]\n<h3 id=\"nih\" class=\"a-dst\">National Institutes of Health (NIH)<\/h3>\n[\/vc_column_text][vc_tta_accordion shape=&#8221;square&#8221; spacing=&#8221;5&#8243; gap=&#8221;5&#8243; active_section=&#8221;1999&#8243; no_fill=&#8221;true&#8221; collapsible_all=&#8221;true&#8221; el_class=&#8221;accordionResearch&#8221;][vc_tta_section title=&#8221;How to Meet NIH Requirements at UGA&#8221; tab_id=&#8221;1494438757219-4ffbd2bf-1bb7&#8243;][vc_column_text]RCR training mandated by NIH for training grant, CAREER award, and NSRA recipients can not be met by use of online training, and requires a very different approach that can only be met by a face-to-face course.\u00a0 Additionally NIH requires that this training be\u00a0completed no less than once every 4 years.<\/p>\n<p>UGA has several options for providing appropriate education to graduate students, post-doctoral trainees, faculty, and staff regarding the Responsible Conduct of Research (RCR). All are designed to be in full compliance with the stringent policy requirements for RCR education promulgated by NIH in NOT-OD-10-019, issued November 24, 2009. They provide substantive contact hours utilizing face-to-face discussion or lecture formats combining didactic and small-group discussion, and are led by experienced research faculty members.<\/p>\n<p>The following courses \/ seminar series offered at UGA meet NIH standards:<\/p>\n<ol>\n<li><strong>CBIO 8080<\/strong><\/li>\n<li><strong>Genetics 8650<\/strong>\u00a0Responsible Science.A course designed for first-year graduate students on how to conduct scientific research responsibly.<\/li>\n<li><strong>GRSC 8550<\/strong>\u00a0A graduate-level, one-hour credit course that meets weekly each Fall and Spring Semester and covers the nine RCR topics plus several others, in fulfillment of the NIH requirements for RCR.\u00a0<a href=\"https:\/\/research.uga.edu\/docs\/info\/rcr\/Syllabus-fall-2016.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">Download Syllabus<\/a>.<\/li>\n<li><strong>Pharmacy 7230\u00a0<\/strong>Ethical Issues in Research, a course on ethics of research with animal and human subjects, fraud, scientific misconduct, and conflicts of interest<\/li>\n<li><strong>Qualitative Research 8595\u00a0<\/strong>Research Ethics in the Professional and Social Sciences, a course exploring ethical dilemmas in conducting research in the social, professional, and human sciences and the sources of ethical principles and practices used to address these dilemmas.<\/li>\n<li><strong>VETM 8550<\/strong><\/li>\n<\/ol>\n<p>Any one of the courses listed above may be audited or taken for credit by NIH trainees. Additionally, workshops or class presentations are regularly scheduled on individual RCR topics, such as Conflicts of Interest, and Conduct in Science (Misconduct).[\/vc_column_text][\/vc_tta_section][\/vc_tta_accordion][\/vc_column][\/vc_row][vc_row][vc_column][vc_column_text]\n<h3 id=\"nsf\" class=\"a-dst\">National Science Foundation (NSF) and U.S. Department of Agriculture (USDA)<\/h3>\n[\/vc_column_text][vc_tta_accordion shape=&#8221;square&#8221; spacing=&#8221;5&#8243; gap=&#8221;5&#8243; active_section=&#8221;999&#8243; no_fill=&#8221;true&#8221; collapsible_all=&#8221;true&#8221; el_class=&#8221;accordionResearch&#8221;][vc_tta_section title=&#8221;NSF &amp; USDA&#8221; tab_id=&#8221;1494438913053-ad9c86f1-1365&#8243;][vc_column_text]All research proposals submitted to the National Science Foundation (NSF) after January 4, 2010 must contain a certification from a Sponsored Projects Administration (SPA) authorized official that UGA has a plan to provide appropriate training and oversight in the responsible and ethical conduct of research for all undergraduate students, graduate students, and postdoctoral researchers who receive financial support from NSF research awards.<\/p>\n<p>Effective February 2013, RCR training has been considered essential by USDA-NIFA in the preparation of future scientists. By accepting a NIFA research award, UGA assures that program directors, faculty, undergraduate students, graduate students, postdoctoral researchers, and any staff participating in the research project receive appropriate training and oversight in the responsible and ethical conduct of research and that documentation of such training will be maintained.<\/p>\n<p><strong>As a matter of policy, UGA will apply this requirement to <em>all personnel employed on NSF and USDA-NIFA research grants<\/em><\/strong> unless an individual or group of individuals is granted a written waiver by Dr. Christopher King, Associate Vice President for Research Compliance, Office of Research.<\/p>\n<p>Currently waivers or exemptions will only be given for:<\/p>\n<ul>\n<li>high school students\/teachers paid a stipend,<\/li>\n<li>employees working exclusively in an administrative role on a project,<\/li>\n<li>individuals who have completed a commensurate program of RCR education that can be substituted for the CITI program, and<\/li>\n<li>employees whose project roles are deemed not related (for example, washing glassware or providing animal care).<\/li>\n<\/ul>\n<p><strong>Personnel employed on conference, travel, workshop, or symposium awards from NSF are exempt from the RCR requirement, across the board.<\/strong>[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;RCR Training&#8221; tab_id=&#8221;1494439079121-35a32920-746e&#8221;][vc_column_text]\n<ul>\n<li>RCR Training<\/li>\n<\/ul>\n<p>The University of Georgia has now created their own <em>Responsible Conduct of Research at UGA<\/em> course, which is intended as a replacement for the previous RCR courses provided by CITI. This course covers 8 of the most current, critical RCR topics including: mentorship, collaborative research, conflicts of interest, data stewardship, research misconduct, authorship, peer review, and social responsibility.\u00a0 Completion of this course is valid for 4 years of credit. After the fourth year, you will be required to re-take the most current version of this training.<\/p>\n<p>You can access the new <em>Responsible Conduct of Research at UGA<\/em> course through the Professional Education Portal (PEP) by logging in at <a href=\"https:\/\/pep.uga.edu\" target=\"_blank\" rel=\"noopener\">https:\/\/pep.uga.edu<\/a> with your UGA MyID and password. Use the upper right search bar to find this course.<\/p>\n<p><strong>Credit for CITI RCR courses will continue to be honored through their 4-year lifecycle.<\/strong><\/p>\n<p><em>Human Subjects training will continue to be offered through CITI. The CITI training can also be accessed through PEP.<\/em>[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;Additional Points of Information&#8221; tab_id=&#8221;1494439159291-e5df8a0b-259c&#8221;][vc_column_text]\n<ul>\n<li>The RCR course will require approximately 2 hours to complete.<\/li>\n<li>The Quiz requires a passing score of 80%.<\/li>\n<li>Employees may review the modules and\/or take the quiz as often as necessary to reach a passing score. The course <strong>does not<\/strong> have to be completed in a single sitting.<\/li>\n<li>You have one month from the date you are put on payroll for any NSF or a USDA-NIFA research award to complete RCR training.<\/li>\n<li>Your PEP transcript record will be checked by your department\u2019s Business Officer or designee to ensure any employee added to payroll for one of the covered awards (remember \u2013 conference, workshop, symposium, and travel awards are exempt from NSF\u2019s RCR requirement) has met this requirement.<\/li>\n<li>Employees can also print their own certificates in PEP, which verify their UGA RCR completion. However, the departments may also conduct additional transcript record confirmation.<\/li>\n<li>Personnel paid by an NSF research award who are still on payroll after 30 days and have still not completed RCR training must be removed from payroll until training is completed.<\/li>\n<\/ul>\n[\/vc_column_text][\/vc_tta_section][\/vc_tta_accordion][\/vc_column][\/vc_row][vc_row][vc_column][vc_column_text]\n<h3 id=\"citi\">RCR Training Confirmatiom<\/h3>\n[\/vc_column_text][vc_tta_accordion shape=&#8221;square&#8221; spacing=&#8221;5&#8243; gap=&#8221;5&#8243; active_section=&#8221;888&#8243; no_fill=&#8221;true&#8221; collapsible_all=&#8221;true&#8221; el_class=&#8221;accordionResearch&#8221;][vc_tta_section title=&#8221;Instructions for Business Managers Verifying Completion of RCR Training&#8221; tab_id=&#8221;1494439349665-41407be5-f86b&#8221;][vc_column_text]Business Managers that need to verify UGA RCR training can request a customized PEP Report by emailing <a href=\"mailto:pep@uga.edu\">pep@uga.edu<\/a>.\u00a0 Please include your UGA MyID in this correspondence and allow up to 3 business days for your request to be processed.<\/p>\n<div class=\"SnapLinksContainer\" style=\"margin-left: 0px; margin-top: 0px;\"><!-- Used for easily cloning the properly namespaced rect --><\/div>\n[\/vc_column_text][\/vc_tta_section][\/vc_tta_accordion][\/vc_column][\/vc_row][vc_row][vc_column][vc_column_text]\n<h3 id=\"resources\" class=\"a-dst\">RCR Resources<\/h3>\n[\/vc_column_text][vc_tta_accordion shape=&#8221;square&#8221; spacing=&#8221;5&#8243; gap=&#8221;5&#8243; active_section=&#8221;999&#8243; no_fill=&#8221;true&#8221; collapsible_all=&#8221;true&#8221; el_class=&#8221;accordionResearch&#8221;][vc_tta_section tab_id=&#8221;1494440856532-10272d61-101f&#8221; title=&#8221;Resources&#8221;][vc_column_text]\n<ul>\n<li><a href=\"https:\/\/ori.hhs.gov\/\" target=\"_blank\" rel=\"noopener noreferrer\">U.S. Department of Health and Human Services Office of Research Integrity<\/a><\/li>\n<li><a href=\"https:\/\/appe-ethics.org\/\" target=\"_blank\" rel=\"noopener noreferrer\">Association for Practical and Professional Ethics<\/a><\/li>\n<li><a href=\"https:\/\/research.uga.edu\/documents\/responsible-conduct-in-research\/\" target=\"_blank\" rel=\"noopener noreferrer\">What Is Research Misconduct?<\/a><\/li>\n<li><a href=\"https:\/\/ori.hhs.gov\/TheLab\" target=\"_blank\" rel=\"noopener noreferrer\">The Lab: Avoiding Research Misconduct<\/a><\/li>\n<li><a href=\"https:\/\/research.uga.edu\/docs\/info\/rcr\/ppt\/RCR-3-Mentoring.ppt\">Mentoring<\/a><\/li>\n<li><a href=\"https:\/\/research.uga.edu\/docs\/info\/rcr\/ppt\/RCR-4-Data-Management.ppt\">Data Management and Sharing<\/a><\/li>\n<li><a href=\"https:\/\/research.uga.edu\/docs\/info\/rcr\/ppt\/RCR-5-Research-Collaborations.ppt\">Research Collaborations<\/a><\/li>\n<li><a href=\"https:\/\/research.uga.edu\/docs\/info\/rcr\/ppt\/Authorship-Nov-2009.ppt\">Authorship<\/a><\/li>\n<li><a href=\"https:\/\/appe-ethics.org\/\">Peer Review<\/a><\/li>\n<\/ul>\n<div class=\"SnapLinksContainer\" style=\"margin-left: 0px; margin-top: 0px;\">\n<div class=\"SL_SelectionRect\">\n<div class=\"SL_SelectionLabel\"><\/div>\n<\/div>\n<p><!-- Used for easily cloning the properly namespaced rect --><\/p>\n<\/div>\n[\/vc_column_text][\/vc_tta_section][\/vc_tta_accordion][\/vc_column][\/vc_row][vc_row][vc_column][vc_column_text]\n<h3>FAQs<\/h3>\n[\/vc_column_text][vc_tta_accordion shape=&#8221;square&#8221; spacing=&#8221;5&#8243; gap=&#8221;5&#8243; active_section=&#8221;999&#8243; no_fill=&#8221;true&#8221; collapsible_all=&#8221;true&#8221; el_class=&#8221;accordionResearch&#8221;][vc_tta_section title=&#8221;NSF FAQs&#8221; tab_id=&#8221;1494440218337-b8dacb00-b005&#8243;][vc_column_text]\n<p><a href=\"https:\/\/www.nsf.gov\/pubs\/policydocs\/rcr\/rcrfaqs.jsp\" target=\"_blank\" rel=\"noopener noreferrer\">View website<\/a>[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;I am a PI of a conference grant from NSF. Do I have to take the RCR training?&#8221; tab_id=&#8221;1494440218279-f238ed4b-849e&#8221;][vc_column_text]No. The RCR training requirement applies to new awards submitted, or due, on or after January 4, 2010, to conduct research, which excludes, for example, conference, symposium, workshop, or travel awards.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;I\u2019m the PI of an NSF research award. I\u2019m not being paid off the grant; I\u2019m just cost-sharing my effort. Do I have to take the RCR course?&#8221; tab_id=&#8221;1494440316212-8fb50479-da87&#8243;][vc_column_text]No. The NSF directive applies only to individuals paid off an NSF award. Cost-shared effort does not apply.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;Does NSF or UGA require that individuals who receive NSF scholarships or stipends through, for example, the NSF S-Stem or Noyce programs receive RCR training?&#8221; tab_id=&#8221;1494440399201-f12e81d9-8bbd&#8221;][vc_column_text]No, students who receive only scholarship or stipend support to enroll in an academic program through such NSF programs as S-Stem and Noyce are not required to receive RCR training. However, students must take RCR training if they receive NSF scholarship or stipend support to engage in research, or if conducting research is included in their academic program.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;If I have a graduate student working on my NSF grant who took a credit course for an entire semester here at UGA on research ethics last year. Does he\/she have to do the online UGA RCR training too?&#8221; tab_id=&#8221;1494440466969-23fdf39b-1420&#8243;][vc_column_text]No, any evidence of an acceptable RCR program substitution and its completion is sufficient to meet either NSF or NIFA requirements. Provide this evidence to Dr.\u00a0<span class=\"s1\">Chris King<\/span>, Associate Vice President for Research, and he will grant a written waiver from the RCR online requirements.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;Does NSF or UGA require that individuals who receive NSF scholarships or stipends through, for example, the NSF S-Stem or Noyce programs receive RCR training?&#8221; tab_id=&#8221;1494440496111-75c5d5b9-facb&#8221;][vc_column_text]No, students who receive only scholarship or stipend support to enroll in an academic program through such NSF programs as S-Stem and Noyce are not required to receive RCR training. However, students must take RCR training if they receive NSF scholarship or stipend support to engage in research, or if conducting research is included in their academic program.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;My NIFA proposal hasn\u2019t been funded yet; it\u2019s still pending. Do I and the people I want to employ have to take the course now?&#8221; tab_id=&#8221;1494440525361-ffb37314-3ad0&#8243;][vc_column_text]We recommend that you go ahead and have all those you intend to employ on the project complete the training. The training is very worthwhile for anyone who works on research projects, whether your proposal is funded or not. Save time now to save problems later.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;My grant pays students in the summer who are from other universities. Do they have to take the UGA RCR training? If so, how do we get them access to the training?&#8221; tab_id=&#8221;1494440550195-9102699a-3fa6&#8243;][vc_column_text]Yes, any person receiving pay from an NSF research grant to UGARF, even those who are not UGA employees or students, has to take the training. Anyone who needs access to the training must obtain a UGA MyID and password, as either a visiting scholar or a UGA affiliate.\u00a0 Please contact <a href=\"mailto:vrs@uga.edu\">vrs@uga.edu<\/a> for additional information.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;It will be too hard to figure out who among our students are required to take RCR online training and who are not. We plan to simply require all graduate students in our department to take the RCR online training. Is this OK?&#8221; tab_id=&#8221;1494440589876-0a0e19cf-5915&#8243;][vc_column_text]Absolutely.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;I employ a high school graduate to wash glassware in several labs supported by a large, interdisciplinary NSF-funded award. Does this person have to complete the RCR training?&#8221; tab_id=&#8221;1494440621831-98c8a0f5-5d21&#8243;][vc_column_text]No, but the person will need a written waiver from Dr.\u00a0<span class=\"s1\">Chris King<\/span>. Dr.\u00a0<span class=\"s1\">Chris King<\/span> keeps the institution\u2019s records of granted waivers under this policy. He will make these records available to NSF auditors, if required, and will provide a written response to the applicable department\u2019s business manager so that individual knows a waiver has been granted for the individual in question.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;How often do I have to take the training?&#8221; tab_id=&#8221;1494440653440-158309c6-40de&#8221;][vc_column_text]You must complete the mandated RCR training every 4 years.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;I have previously completed the online RCR training through CITI. Will I now be required to complete the UGA RCR training instead?&#8221; tab_id=&#8221;1624370425455-b8c1a2de-66ae&#8221;][vc_column_text]We will continue to accept the CITI RCR training modules through their normal 4-year lifecycle. However, if you are required to update your online RCR training or if you are completing the online RCR training for the first time, we ask that you take the <em>Responsible Conduct of Research at UGA<\/em> course.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;Does the RCR requirement flow down to UGARF subawardees identified on the project?&#8221; tab_id=&#8221;1494440679104-c5881856-aed9&#8243;][vc_column_text]Yes. However, UGA\u2019s requirements (i.e., RCR training for anyone employed on an NSF research grant) do not flow down; NSF\u2019s requirements flow down\u2014and those requirements are limited to undergraduate and graduate students, and post-doctoral researchers. For NIFA awardees, however, USDA requirements flow down to all subawards and to employees on them who are engaged in research.[\/vc_column_text][\/vc_tta_section][vc_tta_section title=&#8221;Taking the online RCR course takes time. Can I charge this time to my NSF research grant?&#8221; tab_id=&#8221;1494440692986-462701b9-e52f&#8221;][vc_column_text]Yes. Since most individuals taking the CITI RCR Training are likely already on payroll as employees being paid from an NSF or NIFA grant award, they are charging time to the grant and the time you expend to take the course is being paid for by UGA. Taking RCR training is an NSF and NIFA requirement and UGA pays the CITI membership fees associated for all CITI course participants.[\/vc_column_text][\/vc_tta_section][\/vc_tta_accordion][\/vc_column][\/vc_row][vc_row][vc_column][vc_column_text]\n<h2>Documents<\/h2>\n[\/vc_column_text][vc_column_text css=&#8221;.vc_custom_1496431698164{padding-top: 10px !important;padding-right: 10px !important;padding-bottom: 10px !important;padding-left: 10px !important;background-color: #ffeead !important;}&#8221;]PDFs function best when downloaded to your computer and opened with Adobe Acrobat.[\/vc_column_text][vc_column_text]\n<ul>\n<li><a href=\"https:\/\/research.uga.edu\/docs\/forms\/research\/Conflicts-of-Interest-Management-Plan.doc\" target=\"_blank\" rel=\"noopener noreferrer\">Conflicts of Interest Management Plan<\/a><\/li>\n<li><a href=\"https:\/\/research.uga.edu\/documents\/conflicts-of-interest\" target=\"_blank\" rel=\"noopener noreferrer\">Conflicts of Interest in Sponsored Programs<\/a><\/li>\n<li><a href=\"https:\/\/research.uga.edu\/docs\/Research-Misconduct-Policy.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">Research Misconduct Policy<\/a><\/li>\n<\/ul>\n[\/vc_column_text][\/vc_column][\/vc_row]\n<\/div>","protected":false},"excerpt":{"rendered":"<p>[vc_row][vc_column][vc_column_text]Contents: National Institutes of Health National Science Foundation and USDA UGA RCR Training RCR Resources[\/vc_column_text][vc_row_inner][vc_column_inner][\/vc_column_inner][\/vc_row_inner][vc_column_text] National Institutes of Health (NIH) [\/vc_column_text][vc_tta_accordion shape=&#8221;square&#8221; spacing=&#8221;5&#8243; gap=&#8221;5&#8243; active_section=&#8221;1999&#8243; no_fill=&#8221;true&#8221; collapsible_all=&#8221;true&#8221; el_class=&#8221;accordionResearch&#8221;][vc_tta_section title=&#8221;How to Meet NIH Requirements at UGA&#8221; tab_id=&#8221;1494438757219-4ffbd2bf-1bb7&#8243;][vc_column_text]RCR training mandated by NIH for training grant, CAREER award, and NSRA recipients can not be met by use of [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":11,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":"","_links_to":"","_links_to_target":""},"class_list":["post-52","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/research.uga.edu\/integrity-support\/wp-json\/wp\/v2\/pages\/52","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/research.uga.edu\/integrity-support\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/research.uga.edu\/integrity-support\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/research.uga.edu\/integrity-support\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/research.uga.edu\/integrity-support\/wp-json\/wp\/v2\/comments?post=52"}],"version-history":[{"count":0,"href":"https:\/\/research.uga.edu\/integrity-support\/wp-json\/wp\/v2\/pages\/52\/revisions"}],"wp:attachment":[{"href":"https:\/\/research.uga.edu\/integrity-support\/wp-json\/wp\/v2\/media?parent=52"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}